Securities law intervenes in corporate governance in several ways. From the example of Taiwan's securities law, which of the following does not reflect this intervention?

ACompanies cannot solicit and receive proxy from shareholders freely.

BCompanies need to make a public financial disclosure every season or year.

CA certain number of independent directors are required for newly listed companies.

DWhen issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.正確答案

答案與詳解

正確答案

證交法介入公司治理的範圍包含委託書、財報揭露、獨董，但承銷商規範屬市場管理而非公司治理。

ACompanies cannot solicit and receive proxy from shareholders freely.委託書規範✕ 錯誤

委託書徵求受證交法第25條之1及委託書使用規則嚴格限制，防止市場派用委託書操控股東會，屬證交法介入公司治理的典型例子。

BCompanies need to make a public financial disclosure every season or year.財報揭露義務✕ 錯誤

公開發行公司須依證交法第36條定期公告申報年報、半年報、季報，強制財務資訊揭露是證交法對公司治理的核心介入手段。

CA certain number of independent directors are required for newly listed companies.✕ 錯誤

DWhen issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.✓ 正確

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