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綜合法學(二)(公司法、保險法、票據法、證券交易法、強制執行法、法學英文)11162單選題

Securities law intervenes in corporate governance in several ways. From the example of Taiwan's securities law, which of the following does not reflect this intervention?

ACompanies cannot solicit and receive proxy from shareholders freely.
BCompanies need to make a public financial disclosure every season or year.
CA certain number of independent directors are required for newly listed companies.
DWhen issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.正確答案
答案與詳解
D
正確答案
證交法介入公司治理的範圍包含委託書、財報揭露、獨董,但承銷商規範屬市場管理而非公司治理。

為什麼答案是 D

承銷商須具備證照與資格屬於「證券商管理」及「初級市場規範」,規範的是中介機構而非公司內部治理結構,與 corporate governance 層面無直接關聯,故為答案。

考點:委託書規範考點:財報揭露義務考點:獨立董事制度考點:承銷商管理
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